secwatch.observer — SEC 8-K summary ====================================== Issuer: URBAN ONE, INC. (UONE) CIK: 0001041657 Form: 8-K Filed at: 2023-11-15T23:59:59+00:00 Accession: 0001558370-23-019137 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 1.01, 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Urban One receives additional Nasdaq delisting notice for late Q3 filing; hearing set Nov 30 -------------------------------------------------------------------------------- - Entered Fifth Waiver and Amendment to ABL Facility waiving defaults for late Q1/Q2 2023 10-Qs; deadlines Nov 30 and Dec 31, 2023. - Received Additional Staff Delisting Determination from Nasdaq for failure to file Q3 2023 Form 10-Q on time. - Nasdaq Hearings Panel hearing scheduled for Nov 30, 2023; trading stay extended pending outcome. - Company expects to file delinquent Q1/Q2 reports before hearing and Q3 10-Q by Dec 31, 2023. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1041657/000155837023019137/0001558370-23-019137-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1041657/000155837023019137/uone-20231109x8k.htm HTML page: https://secwatch.observer/filing/0001558370-23-019137 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer