secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K Filed at: 2023-12-11T23:59:59+00:00 Accession: 0001558370-23-019717 Event type: other_material Sentiment: positive Materiality: 0.80 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Capricor Phase 3 HOPE-3 trial of CAP-1002 in DMD passes interim futility analysis; milestone payment triggered -------------------------------------------------------------------------------- - Positive interim futility analysis from DSMB; trial to continue as planned. - Triggers first milestone payment under U.S. agreement with Nippon Shinyaku. - HOPE-3 Cohort A enrollment complete; topline data expected Q4 2024. - Company plans to request FDA meeting in Q1 2024 for expedited approval pathways. - Cohort B enrollment initiated; ~102 subjects total across both cohorts. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837023019717/0001558370-23-019717-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000155837023019717/capr-20231211x8k.htm HTML page: https://secwatch.observer/filing/0001558370-23-019717 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer