secwatch.observer — SEC 8-K summary
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Issuer:     Riot Platforms, Inc. (RIOT)
CIK:        0001167419
Form:       8-K
Filed at:   2023-12-20T23:59:59+00:00
Accession:  0001558370-23-019936
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 5.02, 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Riot Platforms shareholders approve 13M share increase for equity incentive plan
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- Special meeting held Dec 14, 2023; ~68% of shares cast voted in favor (48.1M for, 21.9M against, 1.1M abstain).
- Fifth Amendment adds 13,000,000 shares of common stock to the 2019 Equity Incentive Plan for future awards.
- Plan covers restricted stock, RSUs, options, warrants, and other equity awards for directors, officers, employees, and service providers.
- Awards subject to vesting conditions (service or performance) and clawback provisions as per plan and award agreements.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1167419/000155837023019936/0001558370-23-019936-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1167419/000155837023019936/riot-20231214x8k.htm
  HTML page:      https://secwatch.observer/filing/0001558370-23-019936

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer