secwatch.observer — SEC 8-K summary
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Issuer:     WhiteHorse Finance, Inc. (WHF)
CIK:        0001552198
Form:       8-K
Filed at:   2024-01-25T23:59:59+00:00
Accession:  0001558370-24-000543
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

WhiteHorse Finance receives Nasdaq non-compliance notice after director Kevin Burke's death
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- Director Kevin F. Burke passed away on Jan 13, 2024; board now has 6 members, only 3 independent.
- Nasdaq notified WhiteHorse on Jan 24, 2024 of non-compliance with majority independent director rule (Listing Rule 5605).
- Cure period: until earlier of next annual meeting or Jan 16, 2025; if meeting before July 15, 2024, then July 15, 2024.
- Company is engaged in efforts to regain compliance within the cure period.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1552198/000155837024000543/0001558370-24-000543-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1552198/000155837024000543/whf-20240124x8k.htm
  HTML page:      https://secwatch.observer/filing/0001558370-24-000543

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