---
schema_version: "secwatch.filing_event.v1"
accession: "0001558370-24-005028"
form_type: "8-K"
ticker: "UONE"
cik: "0001041657"
company_name: "URBAN ONE, INC."
filed_at: "2024-04-12T23:59:59+00:00"
generated_at: "2026-06-03T23:15:00.415057+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Urban One receives Nasdaq deficiency notice for late 2023 10-K filing

## Summary
- Received notice on April 8, 2024 for non-compliance with Listing Rule 5250(c)(1) due to late 2023 10-K.
- Company has 60 days (until June 7, 2024) to submit plan; expects to file 10-K within that period.
- If plan accepted, Nasdaq may grant up to 180-day extension (until September 11, 2024) to regain compliance.
- No immediate effect on listing; failure to comply could lead to delisting with opportunity for hearing.

## SEC filing metadata
- accession: 0001558370-24-005028
- form_type: 8-K
- ticker: UONE
- cik: 0001041657
- company_name: URBAN ONE, INC.
- filed_at: 2024-04-12T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1041657/000155837024005028/0001558370-24-005028-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1041657/000155837024005028/uone-20240408x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001558370-24-005028
- JSON: https://secwatch.observer/filing/0001558370-24-005028.json
- Plain text: https://secwatch.observer/filing/0001558370-24-005028.txt

## Key facts
- Listing & Compliance Notices
  URBAN ONE, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: April 8, 2024 it received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance with requirements of Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of not having timely filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Form 10-K”), with the Securities and Exchange Commission (“SEC”). Pursuant to the Nasdaq Listing Rules, the Company has been afforded 60 calendar days, or until June 7, 2024, to submit a plan to regain compliance. If Nasdaq accepts the c
  evidence_url: https://www.sec.gov/Archives/edgar/data/1041657/000155837024005028/0001558370-24-005028-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.