---
schema_version: "secwatch.filing_event.v1"
accession: "0001558370-24-009720"
form_type: "8-K"
ticker: "AUMN"
cik: "0001011509"
company_name: "Golden Minerals Co"
filed_at: "2024-07-09T23:59:59+00:00"
generated_at: "2026-05-31T22:27:13.798104+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Golden Minerals receives NYSE American non-compliance notice; equity only $0.6M

## Summary
- Stockholders' equity of $0.6M as of March 31, 2024, below minimum $2M requirement.
- Company not in compliance with Sections 1003(a)(i), (ii), and (iii) due to five straight years of losses.
- Must regain compliance by December 6, 2024, under an existing plan accepted on August 22, 2023.
- Notice has no immediate effect on listing; stock continues trading under symbol AUMN.
- Company faces periodic NYSE American review of its compliance progress.

## SEC filing metadata
- accession: 0001558370-24-009720
- form_type: 8-K
- ticker: AUMN
- cik: 0001011509
- company_name: Golden Minerals Co
- filed_at: 2024-07-09T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1011509/000155837024009720/0001558370-24-009720-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1011509/000155837024009720/aumn-20240702x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001558370-24-009720
- JSON: https://secwatch.observer/filing/0001558370-24-009720.json
- Plain text: https://secwatch.observer/filing/0001558370-24-009720.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.