secwatch.observer — SEC 8-K summary
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Issuer:     Golden Minerals Co (AUMN)
CIK:        0001011509
Form:       8-K
Filed at:   2024-07-09T23:59:59+00:00
Accession:  0001558370-24-009720
Event type: regulatory
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Golden Minerals receives NYSE American non-compliance notice; equity only $0.6M
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- Stockholders' equity of $0.6M as of March 31, 2024, below minimum $2M requirement.
- Company not in compliance with Sections 1003(a)(i), (ii), and (iii) due to five straight years of losses.
- Must regain compliance by December 6, 2024, under an existing plan accepted on August 22, 2023.
- Notice has no immediate effect on listing; stock continues trading under symbol AUMN.
- Company faces periodic NYSE American review of its compliance progress.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1011509/000155837024009720/0001558370-24-009720-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1011509/000155837024009720/aumn-20240702x8k.htm
  HTML page:      https://secwatch.observer/filing/0001558370-24-009720

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