secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K Filed at: 2024-10-17T23:59:59+00:00 Accession: 0001558370-24-013357 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Capricor Therapeutics prices ~$75M public offering of 4.4M shares at $17/sh --------------------------------------------------------------------------- - Gross proceeds ~$75M from 4,412,000 shares at $17.00/sh; underwriters have 30-day option for up to 661,800 additional shares. - Offering expected to close October 18, 2024; Piper Sandler and Oppenheimer act as joint book-running managers. - Net proceeds to fund continued product candidate development, manufacturing, working capital, and general corporate purposes. - Offering made under effective Form S-3 shelf registration; prospectus supplement filed October 16, 2024. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837024013357/0001558370-24-013357-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000155837024013357/capr-20241016x8k.htm HTML page: https://secwatch.observer/filing/0001558370-24-013357 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer