secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K Filed at: 2025-05-27T23:59:59+00:00 Accession: 0001558370-25-008145 Event type: leadership Sentiment: neutral Materiality: 0.60 Item codes: 5.02, 5.07 LLM model: deepseek-v4-flash:cloud@v2 Capricor stockholders approve 2025 Equity Incentive Plan (3.5M shares plus 5% annual increase) -------------------------------------------------------------------------------- - Stockholders approved 2025 Equity Incentive Plan (3.5M shares reserved) with ~54% of votes cast in favor (9.7M FOR, 8.2M AGAINST). - Plan includes annual evergreen increase of 5% of outstanding shares from 2026 through 2035. - Rose, Snyder & Jacobs LLP ratified as independent auditor for FY2025. - Say-on-pay advisory vote passed with ~92% in favor (16.4M FOR, 1.5M AGAINST). - 30.55M shares present (66.9% of outstanding) at annual meeting on May 22, 2025. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837025008145/0001558370-25-008145-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000155837025008145/capr-20250522x8k.htm HTML page: https://secwatch.observer/filing/0001558370-25-008145 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer