---
schema_version: "secwatch.filing_event.v1"
accession: "0001558370-25-011754"
form_type: "8-K"
ticker: "BATL"
cik: "0001282648"
company_name: "BATTALION OIL CORP"
filed_at: "2025-08-25T23:59:59+00:00"
generated_at: "2026-05-17T10:10:58.521489+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Battalion Oil receives NYSE American acceptance of compliance plan; trading continues under exception

## Summary
- NYSE American accepted Battalion's compliance plan on Aug 19, 2025, granting a deadline of Nov 30, 2026 to regain compliance.
- Noncompliance stems from Sections 1003(a)(i) and (ii): insufficient stockholders' equity relative to losses.
- Common stock (BATL) continues trading on NYSE American under an exception during the plan period.
- If Battalion fails to make progress consistent with the plan, delisting procedures may be initiated.
- Management expresses confidence in executing the plan and restoring compliance.

## SEC filing metadata
- accession: 0001558370-25-011754
- form_type: 8-K
- ticker: BATL
- cik: 0001282648
- company_name: BATTALION OIL CORP
- filed_at: 2025-08-25T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1282648/000155837025011754/0001558370-25-011754-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1282648/000155837025011754/batl-20250819x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001558370-25-011754
- JSON: https://secwatch.observer/filing/0001558370-25-011754.json
- Plain text: https://secwatch.observer/filing/0001558370-25-011754.txt

## Source-grounded claims
- claim_id: 8b678b99a0d5f70526c88b317d8be06ce01a4aac
  claim: BATTALION OIL CORP received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii)).
  evidence_excerpt: August 19, 2025, Battalion Oil Corporation (the “ Company ”) received a letter (the “ Acceptance Letter ”) from NYSE American LLC (the “ NYSE American ”) notifying the Company that its plan of compliance (the “ Plan ”) has been accepted. The Plan outlines actions the Company intends to take to regain compliance with the continued listing standards of the NYSE American. As previously disclosed, the Company received a notice from NYSE American on May 30, 2025, stating that it was not in compliance with Sections 1003(a)(i) and 1003(a)(ii) of the NYSE American Company Guide (the “ Company Guide ”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/1282648/000155837025011754/0001558370-25-011754-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.