secwatch.observer — SEC 8-K summary ====================================== Issuer: BATTALION OIL CORP (BATL) CIK: 0001282648 Form: 8-K Filed at: 2025-08-25T23:59:59+00:00 Accession: 0001558370-25-011754 Event type: regulatory Sentiment: neutral Materiality: 0.70 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Battalion Oil receives NYSE American acceptance of compliance plan; trading continues under exception -------------------------------------------------------------------------------- - NYSE American accepted Battalion's compliance plan on Aug 19, 2025, granting a deadline of Nov 30, 2026 to regain compliance. - Noncompliance stems from Sections 1003(a)(i) and (ii): insufficient stockholders' equity relative to losses. - Common stock (BATL) continues trading on NYSE American under an exception during the plan period. - If Battalion fails to make progress consistent with the plan, delisting procedures may be initiated. - Management expresses confidence in executing the plan and restoring compliance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1282648/000155837025011754/0001558370-25-011754-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1282648/000155837025011754/batl-20250819x8k.htm HTML page: https://secwatch.observer/filing/0001558370-25-011754 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer