secwatch.observer — SEC 8-K summary ====================================== Issuer: Vaxxinity, Inc. (—) CIK: 0001851657 Form: 8-K Filed at: 2023-09-28T23:59:59+00:00 Accession: 0001562762-23-000353 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 4.01, 5.02, 8.01 LLM model: deepseek-v4-flash:cloud@v2 Vaxxinity appoints FORVIS as new auditor; GC departs, new Chief Legal Officer named -------------------------------------------------------------------------------- - Audit committee appoints FORVIS, LLP as independent auditor effective Sept 27, 2023, replacing Armanino. - General Counsel René Paula resigns effective Nov 3, 2023 to pursue other opportunities. - Sumita Ray appointed Chief Legal & Administrative Officer effective Oct 1, 2023. - Ray brings 20+ years pharma/biotech experience, previously at Pharmacyclics, Calithera, Instil Bio. - Armanino had resigned citing transition away from public company audits; FORVIS to review Q3 2023 10-Q. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1851657/000156276223000353/0001562762-23-000353-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1851657/000156276223000353/20230927_8k.htm HTML page: https://secwatch.observer/filing/0001562762-23-000353 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer