---
schema_version: "secwatch.filing_event.v1"
accession: "0001564590-21-040832"
form_type: "8-K"
ticker: "HNNA"
cik: "0001145255"
company_name: "HENNESSY ADVISORS INC"
filed_at: "2021-08-04T23:59:59+00:00"
generated_at: "2026-06-29T22:21:39.047217+00:00"
event_type: "earnings"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Hennessy Advisors Q3 EPS up 25% to $0.30; revenue rises 24% to $8.5M

## Summary
- Net income $2.2M (+26% YoY); diluted EPS $0.30 (+25% from $0.24).
- Total revenue $8.5M, up 24% from $6.9M in prior-year quarter.
- Average AUM reached $4.2B (+20%); total AUM $4.1B (+18%).
- Declared quarterly dividend $0.1375/share, payable Sep 2, record Aug 17.
- Annualized dividend yield 5.9% based on $9.33 closing price.

## SEC filing metadata
- accession: 0001564590-21-040832
- form_type: 8-K
- ticker: HNNA
- cik: 0001145255
- company_name: HENNESSY ADVISORS INC
- filed_at: 2021-08-04T23:59:59+00:00
- event_type: earnings
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 2.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000156459021040832/0001564590-21-040832-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1145255/000156459021040832/hnna-8k_20210804.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001564590-21-040832
- JSON: https://secwatch.observer/filing/0001564590-21-040832.json
- Plain text: https://secwatch.observer/filing/0001564590-21-040832.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.