secwatch.observer — SEC 8-K summary ====================================== Issuer: HENNESSY ADVISORS INC (HNNA) CIK: 0001145255 Form: 8-K Filed at: 2021-08-04T23:59:59+00:00 Accession: 0001564590-21-040832 Event type: earnings Sentiment: positive Materiality: 0.70 Item codes: 2.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Hennessy Advisors Q3 EPS up 25% to $0.30; revenue rises 24% to $8.5M -------------------------------------------------------------------- - Net income $2.2M (+26% YoY); diluted EPS $0.30 (+25% from $0.24). - Total revenue $8.5M, up 24% from $6.9M in prior-year quarter. - Average AUM reached $4.2B (+20%); total AUM $4.1B (+18%). - Declared quarterly dividend $0.1375/share, payable Sep 2, record Aug 17. - Annualized dividend yield 5.9% based on $9.33 closing price. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000156459021040832/0001564590-21-040832-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1145255/000156459021040832/hnna-8k_20210804.htm HTML page: https://secwatch.observer/filing/0001564590-21-040832 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer