{"schema_version":"secwatch.filing_event.v1","accession":"0001564590-21-050247","form_type":"8-K","ticker":"SMSI","cik":"0000948708","company_name":"SMITH MICRO SOFTWARE, INC.","filed_at":"2021-10-06T23:59:59+00:00","discovered_at":"2026-05-14T18:04:16.368072+00:00","generated_at":"2026-06-28T22:48:11.684105+00:00","sec_items":["5.02","7.01","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Smith Micro appoints James Kempton as CFO effective Nov 3, 2021","bullets":["Kempton joins from L.B. Foster (Controller); succeeds interim CFO Michael Fox.","Annual base salary $275,000; target bonus of $100K + $40K cash; initial 20K vested shares grant.","Fox's departure is not related to financial disclosures or accounting matters.","Kempton also named Treasurer and principal financial/accounting officer."],"urls":{"canonical":"https://secwatch.observer/filing/0001564590-21-050247","json":"https://secwatch.observer/filing/0001564590-21-050247.json","markdown":"https://secwatch.observer/filing/0001564590-21-050247.md","text":"https://secwatch.observer/filing/0001564590-21-050247.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/948708/000156459021050247/0001564590-21-050247-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/948708/000156459021050247/smsi-8k_20211004.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-28T22:48:11.684105+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"307c9438f4","claim":"James M. Kempton was appointed as Vice President and Chief Financial Officer at SMITH MICRO SOFTWARE, INC..","evidence_excerpt":"On October 6, 2021, as described more fully below, Smith Micro Software, Inc. (the “Company”), announced that Mr. James M. Kempton has been appointed as the Company’s Vice President and Chief Financial Officer, effective November 3, 2021.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/948708/000156459021050247/0001564590-21-050247-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Vice President and Chief Financial Officer"}],"fact_type":"executive_change"},{"claim_id":"7e4b7f5f47","claim":"Michael K. Fox departed as Interim Chief Financial Officer at SMITH MICRO SOFTWARE, INC..","evidence_excerpt":"On such date, Mr. Michael K. Fox, who currently serves as the Company’s Interim Chief Financial Officer will step down from that role.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/948708/000156459021050247/0001564590-21-050247-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"stepped down"},{"label":"Role","value":"Interim Chief Financial Officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}