secwatch.observer — SEC 8-K summary
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Issuer:     HENNESSY ADVISORS INC (HNNA)
CIK:        0001145255
Form:       8-K
Filed at:   2021-11-24T23:59:59+00:00
Accession:  0001564590-21-058312
Event type: earnings
Sentiment:  positive
Materiality: 0.60
Item codes: 2.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hennessy Advisors FY2021 EPS $1.07, net income up 0.8%, revenue down 1.9%
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- Total revenue $32.8M, down 1.9% YoY; net income $7.9M, up 0.8% YoY.
- Fully diluted EPS $1.07 vs. $1.06 prior year, a 0.9% increase.
- Total AUM $4.1B as of Sept 30, 2021, up 14.1% from $3.6B a year ago.
- Cash and equivalents $15.8M, up 59.1%; average AUM $4.0B (down 2.7%).
- Recent bond offering post-fiscal-year cited as providing large reserves for future opportunities.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1145255/000156459021058312/0001564590-21-058312-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1145255/000156459021058312/hnna-8k_20211124.htm
  HTML page:      https://secwatch.observer/filing/0001564590-21-058312

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer