secwatch.observer — SEC 8-K summary ====================================== Issuer: HENNESSY ADVISORS INC (HNNA) CIK: 0001145255 Form: 8-K Filed at: 2021-12-01T23:59:59+00:00 Accession: 0001564590-21-058986 Event type: leadership Sentiment: neutral Materiality: 0.20 Item codes: 5.02, 9.01, 2.02 LLM model: deepseek-v4-flash:cloud@v2 Hennessy Advisors adds Lydia Knight-O'Riordan as independent director, board expands to 10 -------------------------------------------------------------------------------- - Board elected Lydia Knight-O'Riordan as director effective Dec 1, 2021, filling vacancy created by board expansion to 10 members. - Knight-O'Riordan has nearly 40 years of project management experience at Hathaway Dinwiddie and is deemed independent per Nasdaq rules. - She will serve until the 2022 annual meeting and receive standard non-management director compensation. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000156459021058986/0001564590-21-058986-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1145255/000156459021058986/hnna-8k_20211201.htm HTML page: https://secwatch.observer/filing/0001564590-21-058986 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer