secwatch.observer — SEC 8-K summary
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Issuer:     ASSEMBLY BIOSCIENCES, INC. (ASMB)
CIK:        0001426800
Form:       8-K
Filed at:   2022-05-27T23:59:59+00:00
Accession:  0001564590-22-021631
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 5.02, 5.03, 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

ASMB shareholders boost authorized shares to 150M and plan shares to 8.6M
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- Authorized common stock raised from 100M to 150M shares via Sixth Amended and Restated Certificate.
- 2018 Stock Incentive Plan shares increased from 6.6M to 8.6M (Amendment No. 5).
- Stock option exchange program for non-executive employees approved.
- All eight director nominees elected; Ernst & Young ratified as auditor.
- Non-binding say-on-pay passed with 13.1M for vs 4.2M against.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1426800/000156459022021631/0001564590-22-021631-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1426800/000156459022021631/asmb-8k_20220525.htm
  HTML page:      https://secwatch.observer/filing/0001564590-22-021631

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer