secwatch.observer — SEC 8-K summary
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Issuer:     UMB FINANCIAL CORP (UMBF)
CIK:        0000101382
Form:       8-K
Filed at:   2022-08-25T23:59:59+00:00
Accession:  0001564590-22-030116
Event type: regulatory
Sentiment:  neutral
Materiality: 0.35
Item codes: 5.04, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

UMB Financial imposes blackout period for 401(k) plan trustee replacement; restricts insider trading Sept 28–Oct 16
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- Blackout period due to replacing Plan's trustee/custodian and Plan administrator.
- Begins Sept 28, 2022 at 4:00 p.m. EST; expected end week of Oct 16, 2022.
- Participants cannot change contributions, transfer investments, or take loans/distributions.
- Directors and executive officers prohibited from trading Company equity securities under Regulation BTR.
- Violations may require disgorgement of profits and result in civil/criminal penalties.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/101382/000156459022030116/0001564590-22-030116-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/101382/000156459022030116/umbf-8k_20220824.htm
  HTML page:      https://secwatch.observer/filing/0001564590-22-030116

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer