---
schema_version: "secwatch.filing_event.v1"
accession: "0001575705-21-000436"
form_type: "8-K"
ticker: "CAPC"
cik: "0000814926"
company_name: "CAPSTONE COMPANIES, INC."
filed_at: "2021-07-15T23:59:59+00:00"
generated_at: "2026-06-30T05:16:37.131700+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# Capstone director exercises option for 100,000 shares; proceeds to fund Smart Mirror rollout

## Summary
- Director Jeffrey Guzy exercised option for 100,000 shares at $0.435/share ($43,500 total).
- Proceeds to fund general working capital and rollout of new Smart Mirror product line.
- Guzy cited confidence in strategic shift to smart home devices with higher profit margins.
- Shares issued as restricted securities under the Securities Act of 1933.

## SEC filing metadata
- accession: 0001575705-21-000436
- form_type: 8-K
- ticker: CAPC
- cik: 0000814926
- company_name: CAPSTONE COMPANIES, INC.
- filed_at: 2021-07-15T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/814926/000157570521000436/0001575705-21-000436-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/814926/000157570521000436/capc_8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001575705-21-000436
- JSON: https://secwatch.observer/filing/0001575705-21-000436.json
- Plain text: https://secwatch.observer/filing/0001575705-21-000436.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.