---
schema_version: "secwatch.filing_event.v1"
accession: "0001575872-26-000349"
form_type: "8-K"
ticker: "AMSS"
cik: "0001851491"
company_name: "AMASS BRANDS"
filed_at: "2026-05-20T12:03:47+00:00"
generated_at: "2026-05-20T12:06:15.838260+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# AMASS Brands completes Nasdaq direct listing; Series C Preferred created

## Summary
- Common stock began trading May 20, 2026 on Nasdaq Capital Market under ticker AMSS; no new shares issued in direct listing.
- Cumulative revenue >$80M, sold >5.7M bottles, distribution in 40,000+ points of sale.
- Portfolio includes Good Twin Non-Alcoholic Wine and Summer Water Rosé; nine brands across fastest-growing beverage segments.
- Created Series C Convertible Preferred: 35,000 shares authorized, senior to common, 2% quarterly preferred return (compounding).
- Series C holders can convert to common at fixed or market price; company may redeem at 115% after 6 months; restrictive covenants apply.

## SEC filing metadata
- accession: 0001575872-26-000349
- form_type: 8-K
- ticker: AMSS
- cik: 0001851491
- company_name: AMASS BRANDS
- filed_at: 2026-05-20T12:03:47+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 5.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000349/0001575872-26-000349-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000349/amass018_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001575872-26-000349
- JSON: https://secwatch.observer/filing/0001575872-26-000349.json
- Plain text: https://secwatch.observer/filing/0001575872-26-000349.txt

## Key facts
- Governance Changes
  AMASS BRANDS: Filed Certificate of Designation creating Series C Convertible Preferred Stock with specified preferences, rights, and limitations (effective 2026-05-19).
  - Change: charter amendment
  - Effective: 2026-05-19
  source text: On May 19, 2026, AMASS Brands Inc (the “ Company ”) filed with the Secretary of State of the State of Delaware a Certificate of Designation of Preferences and Rights of Series C Convertible Preferred Stock (the “ Certificate of Designation ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000349/0001575872-26-000349-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.