secwatch.observer — SEC 8-K summary ====================================== Issuer: AMASS BRANDS (AMSS) CIK: 0001851491 Form: 8-K Filed at: 2026-05-20T12:03:47+00:00 Accession: 0001575872-26-000349 Event type: other_material Sentiment: positive Materiality: 0.75 Item codes: 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AMASS Brands completes Nasdaq direct listing; Series C Preferred created ------------------------------------------------------------------------ - Common stock began trading May 20, 2026 on Nasdaq Capital Market under ticker AMSS; no new shares issued in direct listing. - Cumulative revenue >$80M, sold >5.7M bottles, distribution in 40,000+ points of sale. - Portfolio includes Good Twin Non-Alcoholic Wine and Summer Water Rosé; nine brands across fastest-growing beverage segments. - Created Series C Convertible Preferred: 35,000 shares authorized, senior to common, 2% quarterly preferred return (compounding). - Series C holders can convert to common at fixed or market price; company may redeem at 115% after 6 months; restrictive covenants apply. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000349/0001575872-26-000349-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000349/amass018_8k.htm HTML page: https://secwatch.observer/filing/0001575872-26-000349 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer