secwatch.observer — SEC 8-K summary ====================================== Issuer: AMASS BRANDS (AMSS) CIK: 0001851491 Form: 8-K Filed at: 2026-05-26T20:15:39+00:00 Accession: 0001575872-26-000364 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AMASS Brands closes $6.99M Series C convertible preferred sale to Streeterville Capital -------------------------------------------------------------------------------- - Second closing under SPA: 7,000 Series C Convertible Preferred shares issued for $6,990,000 net proceeds. - Each share has $1,086.96 stated value; conversion price initially fixed, later lower of fixed or market price with floor. - Conversions capped at 9.99% beneficial ownership limit and Nasdaq Exchange Cap under Rule 5635(d). - Securities sold under Section 4(a)(2) and Rule 506(b) exemption; no registration. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000364/0001575872-26-000364-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1851491/000157587226000364/amass019_8k.htm HTML page: https://secwatch.observer/filing/0001575872-26-000364 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer