secwatch.observer — SEC 8-K summary ====================================== Issuer: NewtekOne, Inc. (NEWT) CIK: 0001587987 Form: 8-K Filed at: 2021-09-29T23:59:59+00:00 Accession: 0001587987-21-000130 Event type: leadership Sentiment: neutral Materiality: 0.30 Item codes: 5.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Newtek expands board from 5 to 7, elects Perez-Hickman and Razon-Feingold ------------------------------------------------------------------------- - Fernando Perez-Hickman elected as independent Class II director; previously Vice Chairman at IBERIABANK. - Halli Razon-Feingold elected as interested Class II director; current Chief Administrative Officer since 2016. - Board now comprises 4 independent and 3 interested directors. - Perez-Hickman will receive standard director fees; Razon-Feingold will not receive director fees. - Effective September 28, 2021; terms expire at 2022 Annual Meeting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1587987/000158798721000130/0001587987-21-000130-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1587987/000158798721000130/directorchanges8-k.htm HTML page: https://secwatch.observer/filing/0001587987-21-000130 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer