secwatch.observer — SEC 8-K summary
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Issuer:     NewtekOne, Inc. (NEWT)
CIK:        0001587987
Form:       8-K
Filed at:   2023-06-16T23:59:59+00:00
Accession:  0001587987-23-000130
Event type: other
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.07
LLM model:  deepseek-v4-flash:cloud@v2

NewtekOne shareholders elect directors, approve auditor, equity plans at annual meeting
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- Re-elected Richard Salute (10,032,644 for) and Salvatore Mulia (10,000,851 for) as directors for three-year terms.
- Ratified RSM US LLP as independent auditor for FY 2023 with 17,529,268 votes for, 255,876 against.
- Advisory vote on executive compensation passed: 9,449,516 for, 654,290 against.
- Approved 2023 Stock Incentive Plan (9,276,639 for) and 2023 Employee Stock Purchase Plan (9,723,029 for).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1587987/000158798723000130/0001587987-23-000130-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1587987/000158798723000130/newt-20230616.htm
  HTML page:      https://secwatch.observer/filing/0001587987-23-000130

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer