{"schema_version":"secwatch.filing_event.v1","accession":"0001587987-23-000233","form_type":"8-K","ticker":"NEWT","cik":"0001587987","company_name":"NewtekOne, Inc.","filed_at":"2023-11-21T23:59:59+00:00","discovered_at":"2026-05-14T18:03:29.657612+00:00","generated_at":"2026-06-07T22:39:55.681410+00:00","sec_items":["1.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"NewtekOne enters ATM equity distribution agreement for up to 3M shares","bullets":["Agreement dated Nov 17, 2023 allows sale of up to 3,000,000 shares of common stock in ATM offerings.","Placement agents include Keefe Bruyette & Woods, B. Riley Securities, Compass Point, Ladenburg Thalmann, Raymond James, and UBS Securities.","Shares will be offered under existing shelf registration statement and prospectus supplement dated Nov 17, 2023."],"urls":{"canonical":"https://secwatch.observer/filing/0001587987-23-000233","json":"https://secwatch.observer/filing/0001587987-23-000233.json","markdown":"https://secwatch.observer/filing/0001587987-23-000233.md","text":"https://secwatch.observer/filing/0001587987-23-000233.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/0001587987-23-000233-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/newt-20231117.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-07T22:39:55.681410+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"b4a0dc846c2f157b16006f4391b1ba15359077a5","claim":"NewtekOne, Inc. entered into Equity Distribution Agreement with the several placement agents named in Schedule A valued at up to 3,000,000 shares (effective 2023-11-17).","evidence_excerpt":"On November 17, 2023, NewtekOne entered into an Equity Distribution Agreement, dated November 17, 2023 (the “Equity Distribution Agreement”), by and among the Company and the several placement agents named in Schedule A thereto","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/0001587987-23-000233-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"atm program"},{"label":"Counterparty","value":"the several placement agents named in Schedule A"},{"label":"Value","value":"up to 3,000,000 shares"},{"label":"Effective","value":"2023-11-17"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}