---
schema_version: "secwatch.filing_event.v1"
accession: "0001587987-23-000233"
form_type: "8-K"
ticker: "NEWT"
cik: "0001587987"
company_name: "NewtekOne, Inc."
filed_at: "2023-11-21T23:59:59+00:00"
generated_at: "2026-06-07T22:39:55.681410+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# NewtekOne enters ATM equity distribution agreement for up to 3M shares

## Summary
- Agreement dated Nov 17, 2023 allows sale of up to 3,000,000 shares of common stock in ATM offerings.
- Placement agents include Keefe Bruyette & Woods, B. Riley Securities, Compass Point, Ladenburg Thalmann, Raymond James, and UBS Securities.
- Shares will be offered under existing shelf registration statement and prospectus supplement dated Nov 17, 2023.

## SEC filing metadata
- accession: 0001587987-23-000233
- form_type: 8-K
- ticker: NEWT
- cik: 0001587987
- company_name: NewtekOne, Inc.
- filed_at: 2023-11-21T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/0001587987-23-000233-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/newt-20231117.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001587987-23-000233
- JSON: https://secwatch.observer/filing/0001587987-23-000233.json
- Plain text: https://secwatch.observer/filing/0001587987-23-000233.txt

## Key facts
- Material Agreements
  NewtekOne, Inc. entered into Equity Distribution Agreement with the several placement agents named in Schedule A valued at up to 3,000,000 shares (effective 2023-11-17).
  - Action: entry
  - Agreement: atm program
  - Counterparty: the several placement agents named in Schedule A
  - Value: up to 3,000,000 shares
  - Effective: 2023-11-17
  source text: On November 17, 2023, NewtekOne entered into an Equity Distribution Agreement, dated November 17, 2023 (the “Equity Distribution Agreement”), by and among the Company and the several placement agents named in Schedule A thereto
  evidence_url: https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/0001587987-23-000233-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.