secwatch.observer — SEC 8-K summary
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Issuer:     NewtekOne, Inc. (NEWT)
CIK:        0001587987
Form:       8-K
Filed at:   2023-11-21T23:59:59+00:00
Accession:  0001587987-23-000233
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

NewtekOne enters ATM equity distribution agreement for up to 3M shares
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- Agreement dated Nov 17, 2023 allows sale of up to 3,000,000 shares of common stock in ATM offerings.
- Placement agents include Keefe Bruyette & Woods, B. Riley Securities, Compass Point, Ladenburg Thalmann, Raymond James, and UBS Securities.
- Shares will be offered under existing shelf registration statement and prospectus supplement dated Nov 17, 2023.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/0001587987-23-000233-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1587987/000158798723000233/newt-20231117.htm
  HTML page:      https://secwatch.observer/filing/0001587987-23-000233

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer