NewtekOne increases ATM offering capacity from 3M to 5M shares

NewtekOne, Inc.

Amended equity distribution agreement increases total shares for sale from 3M to 5M (1.1M already sold).
Added Cantor Fitzgerald, H.C. Wainwright, Lucid Capital Markets, Roth Capital, Hovde Group as placement agents.
Shares sold in at-the-market offerings on Nasdaq or other trading markets, under Rule 415.
Agreement amends November 2023 equity distribution agreement; no specific use of proceeds disclosed.

item 1.01item 9.01

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