---
schema_version: "secwatch.filing_event.v1"
accession: "0001587987-25-000169"
form_type: "8-K"
ticker: "NEWT"
cik: "0001587987"
company_name: "NewtekOne, Inc."
filed_at: "2025-09-18T23:59:59+00:00"
generated_at: "2026-05-17T06:15:00.689441+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# NewtekOne eliminates Series A Convertible Preferred Stock via Articles Supplementary

## Summary
- Filed Articles Supplementary to remove Series A Convertible Preferred Stock as a class or series.
- No shares of Series A Preferred Stock are issued and outstanding.
- All previously designated Series A shares reclassified as authorized and unissued without class or series.

## SEC filing metadata
- accession: 0001587987-25-000169
- form_type: 8-K
- ticker: NEWT
- cik: 0001587987
- company_name: NewtekOne, Inc.
- filed_at: 2025-09-18T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1587987/000158798725000169/0001587987-25-000169-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1587987/000158798725000169/newt-20250917.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001587987-25-000169
- JSON: https://secwatch.observer/filing/0001587987-25-000169.json
- Plain text: https://secwatch.observer/filing/0001587987-25-000169.txt

## Key facts
- Governance Changes
  NewtekOne, Inc.: Eliminated Series A Convertible Preferred Stock as a class or series of authorized stock, reclassifying shares as authorized and unissued without designation (effective 2025-09-17).
  - Change: charter amendment
  - Effective: 2025-09-17
  source text: On September 17, 2025, NewtekOne, Inc. (the “Company”) filed Articles Supplementary (the “Articles Supplementary”) to the amended and restated articles of incorporation of the Company with the Maryland State Department of Assessments and Taxation in order to eliminate the Company’s Series A Convertible Preferred Stock, $0.02 per share (the “Series A Preferred Stock”) as a class or series of the Company’s authorized stock, as no shares of Series A Preferred Stock are issued and outstanding.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1587987/000158798725000169/0001587987-25-000169-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.