---
schema_version: "secwatch.filing_event.v1"
accession: "0001591587-23-000004"
form_type: "8-K"
ticker: null
cik: "0001591587"
company_name: "AssetMark Financial Holdings, Inc."
filed_at: "2023-06-07T23:59:59+00:00"
generated_at: "2026-06-14T05:48:58.547351+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "low"
source: SEC EDGAR
---

# Shareholders elect three Class I directors and approve charter amendment

## Summary
- Rohit Bhagat, Bryan Lin, Lei Wang elected as Class I directors for three-year terms.
- KPMG LLP ratified as independent auditor for FY2023 with 71.47M votes for.
- Amendment to Amended and Restated Certificate of Incorporation approved with 57.9M for, 11.5M against.
- Quorum of 71.5M shares (97% of eligible) represented at the June 5, 2023 Annual Meeting.

## SEC filing metadata
- accession: 0001591587-23-000004
- form_type: 8-K
- cik: 0001591587
- company_name: AssetMark Financial Holdings, Inc.
- filed_at: 2023-06-07T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: low
- sec_items: 5.03, 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1591587/000159158723000004/0001591587-23-000004-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1591587/000159158723000004/amk-20230605.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001591587-23-000004
- JSON: https://secwatch.observer/filing/0001591587-23-000004.json
- Plain text: https://secwatch.observer/filing/0001591587-23-000004.txt

## Key facts
- Governance Changes
  AssetMark Financial Holdings, Inc.: Stockholders approved an amendment to the Amended and Restated Certificate of Incorporation (effective 2023-06-06).
  - Change: charter amendment
  - Effective: 2023-06-06
  source text: On June 5, 2023, AssetMark Financial Holdings, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). As further described in Item 5.07 below, the Company’s stockholders approved an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Amendment"), which became effective upon the Company’s filing of the Certificate of Amendment with the Secretary of State of the State of Delaware on June 6, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1591587/000159158723000004/0001591587-23-000004-index.htm
- Shareholder Votes
  AssetMark Financial Holdings, Inc. shareholders approved Amendment to Amended and Restated Certificate of Incorporation at the 2023-06-05 meeting.
  - Proposal: charter amendment
  - Outcome: passed
  - Meeting: 2023-06-05
  source text: Proposal 3: Amendment to Amended and Restated Certificate of Incorporation The Company's stockholders approved the Certificate of Amendment. The votes regarding this proposal were as follows: FOR AGAINST ABSTAIN BROKER NON-VOTE 57,902,029 11,554,932 375 2,043,380
  evidence_url: https://www.sec.gov/Archives/edgar/data/1591587/000159158723000004/0001591587-23-000004-index.htm
- Shareholder Votes
  AssetMark Financial Holdings, Inc. shareholders approved Election of Class I Directors: Rohit Bhagat, Bryan Lin, Lei Wang at the 2023-06-05 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-06-05
  source text: Proposal 1: Election of Class I Directors The Company’s stockholders elected the following directors to serve as a Class I directors until the 2026 Annual Meeting of Stockholders and until their successors are elected and qualified. The votes regarding the election of the directors were as follows: FOR WITHHELD BROKER NON-VOTE Rohit Bhagat 60,398,094 9,059,242 2,043,380 Bryan Lin 57,068,243 12,389,093 2,043,380 Lei Wang 61,983,389 7,473,947 2,043,380
  evidence_url: https://www.sec.gov/Archives/edgar/data/1591587/000159158723000004/0001591587-23-000004-index.htm
- Shareholder Votes
  AssetMark Financial Holdings, Inc. shareholders approved Ratification of Appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-06-05 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-06-05
  source text: Proposal 2: Ratification of Appointment of KPMG LLP The Company’s stockholders ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The votes regarding this proposal were as follows: FOR AGAINST ABSTAIN 71,470,634 29,797 285
  evidence_url: https://www.sec.gov/Archives/edgar/data/1591587/000159158723000004/0001591587-23-000004-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.