---
schema_version: "secwatch.filing_event.v1"
accession: "0001595585-23-000009"
form_type: "8-K"
ticker: null
cik: "0001595585"
company_name: "Tricida, Inc."
filed_at: "2023-01-17T23:59:59+00:00"
generated_at: "2026-06-20T14:42:54.568712+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.95
calibrated_materiality_score: 0.95
confidence: "high"
source: SEC EDGAR
---

# Tricida to be delisted from Nasdaq on Jan 24 after Chapter 11 filing; no appeal

## Summary
- Filed Chapter 11 bankruptcy petition on Jan 11, 2023 (Case No. 23-10024).
- Nasdaq cited public interest concerns and listing compliance issues for delisting.
- Company will not appeal; trading suspended Jan 24, then moves to OTC market.
- Prior 8-Ks filed Dec 7 and Dec 12, 2022 flagged continued listing concerns.

## SEC filing metadata
- accession: 0001595585-23-000009
- form_type: 8-K
- cik: 0001595585
- company_name: Tricida, Inc.
- filed_at: 2023-01-17T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.95
- calibrated_materiality_score: 0.95
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1595585/000159558523000009/0001595585-23-000009-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1595585/000159558523000009/tcda-20230113.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001595585-23-000009
- JSON: https://secwatch.observer/filing/0001595585-23-000009.json
- Plain text: https://secwatch.observer/filing/0001595585-23-000009.txt

## Key facts
- Listing & Compliance Notices
  Tricida, Inc. received a nasdaq delisting notice notice regarding other (rules 5101, 5110(b), IM-5101-1).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Rules: 5101, 5110(b), IM-5101-1
  source text: ase No. 23-10024)). On January 13, 2022, the Company received notice from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, after a review of publicly available information related to the Filing and in accordance with Nasdaq Listing Rules 5101, 5110(b) and IM-5101-1, the Staff has determined that the Company’s securities will be delisted from Nasdaq. Nasdaq’s determination is based on the Filing and associated public interest concerns raised by it; concerns regarding the residual equity interest of the existing listed securities hold
  evidence_url: https://www.sec.gov/Archives/edgar/data/1595585/000159558523000009/0001595585-23-000009-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.