---
schema_version: "secwatch.filing_event.v1"
accession: "0001603978-22-000042"
form_type: "8-K"
ticker: "AQB"
cik: "0001603978"
company_name: "AQUABOUNTY TECHNOLOGIES INC"
filed_at: "2022-11-04T23:59:59+00:00"
generated_at: "2026-06-22T06:58:30.997686+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# AquaBounty receives Nasdaq notice for bid price below $1.00; 180-day cure period

## Summary
- Closing bid price of common stock below $1.00 for 30 consecutive business days triggers non-compliance with Nasdaq Listing Rule 5550(a)(2).
- Company has 180 calendar days, until May 1, 2023, to regain compliance by closing at $1.00 or more for 10 consecutive business days.
- If not compliant by May 1, 2023, Company may be eligible for a second 180-day period if it meets other listing standards and intends to effect a reverse stock split.
- Failure to regain compliance could lead to delisting; Company may appeal to a Nasdaq hearings panel.
- Company will monitor bid price and evaluate actions but provides no assurance of regaining compliance.

## SEC filing metadata
- accession: 0001603978-22-000042
- form_type: 8-K
- ticker: AQB
- cik: 0001603978
- company_name: AQUABOUNTY TECHNOLOGIES INC
- filed_at: 2022-11-04T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1603978/000160397822000042/0001603978-22-000042-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1603978/000160397822000042/aqb-20221031x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001603978-22-000042
- JSON: https://secwatch.observer/filing/0001603978-22-000042.json
- Plain text: https://secwatch.observer/filing/0001603978-22-000042.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.