secwatch.observer — SEC 8-K summary
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Issuer:     AQUABOUNTY TECHNOLOGIES INC (AQB)
CIK:        0001603978
Form:       8-K
Filed at:   2026-02-12T23:59:59+00:00
Accession:  0001603978-26-000023
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

AquaBounty raises ~$1.15M in registered direct offering at $0.86/share
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- Sold 1,269,509 shares of common stock and pre-funded warrants for 67,706 shares at $0.86 per share or $0.859 per warrant.
- Gross proceeds of approximately $1.15M; net proceeds for working capital and general corporate purposes.
- Placement agent Univest Securities receives 7% cash fee; closing expected February 13, 2026.
- Pre-funded warrants exercisable immediately at $0.001 per share, do not expire, with 4.99% or 9.99% beneficial ownership limitation.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1603978/000160397826000023/0001603978-26-000023-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1603978/000160397826000023/aqb-20260211x8k.htm
  HTML page:      https://secwatch.observer/filing/0001603978-26-000023

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer