secwatch.observer — SEC 8-K summary ====================================== Issuer: AQUABOUNTY TECHNOLOGIES INC (AQB) CIK: 0001603978 Form: 8-K/A Filed at: 2026-03-31T23:59:59+00:00 Accession: 0001603978-26-000031 Event type: leadership Sentiment: neutral Materiality: 0.20 Item codes: 5.01, 5.02 LLM model: deepseek-v4-flash:cloud@v2 AquaBounty director Rick Sterling's resignation withdrawn; remains on board --------------------------------------------------------------------------- - Resignation notice dated Oct 28, 2025 was conditional on filing 10-K, closing note purchases, and purchasing D&O tail policy. - As of March 31, 2026, the D&O tail policy was not purchased; conditions for resignation not satisfied. - Resignation notice deemed withdrawn; Sterling continues as director of AquaBounty. - No disagreement with company operations, policies, or practices cited. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1603978/000160397826000031/0001603978-26-000031-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1603978/000160397826000031/aqb-20251028x8ka.htm HTML page: https://secwatch.observer/filing/0001603978-26-000031 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer