---
schema_version: "secwatch.filing_event.v1"
accession: "0001603978-26-000073"
form_type: "8-K"
ticker: "AQB"
cik: "0001603978"
company_name: "AQUABOUNTY TECHNOLOGIES INC"
filed_at: "2026-06-30T20:13:18+00:00"
generated_at: "2026-06-30T20:14:15.040747+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# AquaBounty raises $2.25M via Series B Convertible Preferred with 18% dividend

## Summary
- Issued 109,223 shares of Series B Convertible Preferred at $20.60 per share for $2.25M gross proceeds.
- Preferred carries 18% annual dividend, convertible into common at $1.03 per share.
- Proceeds to be used for working capital and general corporate purposes.
- Placement agent Univest Securities receives 7% fee.
- Series B ranks senior to common and all junior equity; liquidation preference of $20.60 per share plus accrued dividends.

## SEC filing metadata
- accession: 0001603978-26-000073
- form_type: 8-K
- ticker: AQB
- cik: 0001603978
- company_name: AQUABOUNTY TECHNOLOGIES INC
- filed_at: 2026-06-30T20:13:18+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1603978/000160397826000073/0001603978-26-000073-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1603978/000160397826000073/aqb-20260625x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001603978-26-000073
- JSON: https://secwatch.observer/filing/0001603978-26-000073.json
- Plain text: https://secwatch.observer/filing/0001603978-26-000073.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.