secwatch.observer — SEC 8-K summary
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Issuer:     AQUABOUNTY TECHNOLOGIES INC (AQB)
CIK:        0001603978
Form:       8-K
Filed at:   2026-06-30T20:13:18+00:00
Accession:  0001603978-26-000073
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 3.02, 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

AquaBounty raises $2.25M via Series B Convertible Preferred with 18% dividend
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- Issued 109,223 shares of Series B Convertible Preferred at $20.60 per share for $2.25M gross proceeds.
- Preferred carries 18% annual dividend, convertible into common at $1.03 per share.
- Proceeds to be used for working capital and general corporate purposes.
- Placement agent Univest Securities receives 7% fee.
- Series B ranks senior to common and all junior equity; liquidation preference of $20.60 per share plus accrued dividends.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1603978/000160397826000073/0001603978-26-000073-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1603978/000160397826000073/aqb-20260625x8k.htm
  HTML page:      https://secwatch.observer/filing/0001603978-26-000073

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer