{"schema_version":"secwatch.filing_event.v1","accession":"0001603978-26-000092","form_type":"8-K","ticker":"AQB","cik":"0001603978","company_name":"AQUABOUNTY TECHNOLOGIES INC","filed_at":"2026-10-08T12:04:12+00:00","discovered_at":"2026-10-08T12:05:00.215673+00:00","generated_at":"2026-10-12T15:37:32.199115+00:00","sec_items":["1.01","3.02","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"AquaBounty to convert all preferred stock into 8,077,043 common shares by Oct 30, 2026","bullets":["Series A preferred converts at $18.2580 liquidation value and $0.9129 conversion price into 5,771,929 shares; Series B at $20.60 and $1.03 into 2,305,114 shares.","Automatic conversion occurs on the earlier of SEC effectiveness of a resale Form S-3 or October 30, 2026; holders waived dividends accruing after October 15, 2026.","Company will file a Form S-3 covering resale of the 8,077,043 conversion shares; converted preferred is cancelled and retired with no further holder rights.","Issued under Section 3(a)(9) exemption to existing holders with no additional consideration; each holder capped at 19.99% beneficial ownership to avoid Nasdaq Rule 5635(b) change of control."],"urls":{"canonical":"https://secwatch.observer/filing/0001603978-26-000092","json":"https://secwatch.observer/filing/0001603978-26-000092.json","markdown":"https://secwatch.observer/filing/0001603978-26-000092.md","text":"https://secwatch.observer/filing/0001603978-26-000092.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1603978/000160397826000092/0001603978-26-000092-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1603978/000160397826000092/aqb-20261007x8k.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-10-12T15:37:32.199115+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}