secwatch.observer — SEC 8-K summary
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Issuer:     Ashford Inc. (—)
CIK:        0001604738
Form:       8-K
Filed at:   2024-03-01T23:59:59+00:00
Accession:  0001604738-24-000005
Event type: regulatory
Sentiment:  neutral
Materiality: 0.65
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

NYSE American accepts Ashford Inc.'s compliance plan; stock continues listing through June 2025
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- NYSE American accepted compliance plan on Feb 27, 2024; plan period ends June 20, 2025.
- Company had stockholders' deficit of $295.7M as of Sep 30, 2023; losses in three of four recent fiscal years.
- Noncompliance with Sections 1003(a)(i) and (ii) requiring $2M/$4M stockholders' equity.
- Company subject to quarterly reviews; must show progress consistent with plan or face delisting.
- Stock remains listed on NYSE American during the extension period.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1604738/000160473824000005/0001604738-24-000005-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1604738/000160473824000005/ainc-20240227.htm
  HTML page:      https://secwatch.observer/filing/0001604738-24-000005

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