secwatch.observer — SEC 8-K summary ====================================== Issuer: Healthcare Triangle, Inc. (HCTI) CIK: 0001839285 Form: 8-K Filed at: 2022-12-30T23:59:59+00:00 Accession: 0001607062-22-000784 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 HCTI gets Nasdaq delisting notice after board resignations; auditor Ram resigns ------------------------------------------------------------------------------- - Nasdaq notified HCTI on Dec 29 that board resignations violate independent director, audit committee, and compensation committee rules. - Company must submit compliance plan by Jan 27, 2023; Nasdaq may grant up to 180 days to regain compliance. - Auditor Ram Associates resigned effective Dec 27, 2022; no disagreements or reportable events in prior audits. - Company has commenced competitive process to engage a new independent registered public accounting firm. - Common stock continues to trade on Nasdaq Capital Market under HCTI; no immediate delisting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1839285/000160706222000784/0001607062-22-000784-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1839285/000160706222000784/hcti123022form8k.htm HTML page: https://secwatch.observer/filing/0001607062-22-000784 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer