---
schema_version: "secwatch.filing_event.v1"
accession: "0001607062-23-000056"
form_type: "8-K"
ticker: null
cik: "0001811109"
company_name: "Applied UV, Inc."
filed_at: "2023-02-01T23:59:59+00:00"
generated_at: "2026-06-20T04:03:10.815203+00:00"
event_type: "m_and_a"
sentiment: "positive"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Applied UV completes acquisitions of PURO Lighting and LED Supply, expects ~$45-50M combined 2023 sales

## Summary
- Closed mergers with PURO Lighting and LED Supply on Jan 27, 2023; issued ~3.875M common shares, 400K Series C, and 1.25M Series B preferred as consideration.
- Series B (2% cumulative, $6 liquidation preference) and Series C (5% cumulative, $5 liquidation preference) created; convertible 1:1 into common.
- Acquisitions financed via $2.81M redeemable note from Streeterville Capital and $1.54M draw on Pinnacle Bank line of credit.
- Press release projects combined annualized revenue of ~$45-50M in 2023, roughly doubling company size; PURO's HVAC monitoring adds IoT capabilities.
- PURO's strategic relationship with Acuity Brands and Grainger cited as key growth channel for expanded disinfection portfolio.

## SEC filing metadata
- accession: 0001607062-23-000056
- form_type: 8-K
- cik: 0001811109
- company_name: Applied UV, Inc.
- filed_at: 2023-02-01T23:59:59+00:00
- event_type: m_and_a
- sentiment: positive
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 2.01, 3.02, 3.03, 5.03, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000056/0001607062-23-000056-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000056/auvi020123form8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001607062-23-000056
- JSON: https://secwatch.observer/filing/0001607062-23-000056.json
- Plain text: https://secwatch.observer/filing/0001607062-23-000056.txt

## Key facts
- Governance Changes
  Applied UV, Inc.: Filed Certificate of Designations for Series B Preferred Stock, amending the articles of incorporation (effective 2023-01-25).
  - Change: charter amendment
  - Effective: 2023-01-25
  source text: On January 25, 2023, the Company filed the Certificate of Designations, Rights, and Preferences for the Series B Preferred Stock with the Secretary of State of the State of Delaware, which became effective upon acceptance for record.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000056/0001607062-23-000056-index.htm
- Governance Changes
  Applied UV, Inc.: Filed Certificate of Designations for Series C Preferred Stock, amending the articles of incorporation (effective 2023-01-25).
  - Change: charter amendment
  - Effective: 2023-01-25
  source text: On January 25, 2023, the Company filed the Certificate of Designations, Rights, and Preferences for the Series C Preferred Stock with the Secretary of State of the State of Delaware, which became effective upon acceptance for record.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000056/0001607062-23-000056-index.htm
- M&A Transactions
  Applied UV, Inc. completed an acquisition involving Old LED Supply (closed 2023-01-26).
  - Action: acquisition
  - Counterparty: Old LED Supply
  - Closing: 2023-01-26
  source text: As a result of these issuances, agreements and payments the Company and Old LED Supply agreed that the acquisition of Old LED Supply by the Company was closed and the LED Supply Mergers could be effected as soon as possible.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000056/0001607062-23-000056-index.htm
- M&A Transactions
  Applied UV, Inc. completed an acquisition involving Old PURO (closed 2023-01-26).
  - Action: acquisition
  - Counterparty: Old PURO
  - Closing: 2023-01-26
  source text: As a result of these issuances and payments the Company and Old PURO agreed that the acquisition of Old PURO by the Company was closed and the PURO Mergers could be effected as soon as possible.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000056/0001607062-23-000056-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.