---
schema_version: "secwatch.filing_event.v1"
accession: "0001607062-23-000199"
form_type: "8-K"
ticker: null
cik: "0001811109"
company_name: "Applied UV, Inc."
filed_at: "2023-04-14T23:59:59+00:00"
generated_at: "2026-06-17T02:05:37.207320+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Applied UV receives Nasdaq bid price deficiency notice; 180 days to regain compliance

## Summary
- Received Nasdaq notice: common stock (AUVI) failed $1.00 minimum bid for 30 consecutive biz days through Apr 12, 2023.
- Company has 180 calendar days, until Oct 10, 2023, to regain compliance with Nasdaq Bid Price Rule.
- If still noncompliant by Oct 10, may qualify for additional 180-day cure period if other listing standards met.
- Company evaluating options to regain compliance; no assurance of success.

## SEC filing metadata
- accession: 0001607062-23-000199
- form_type: 8-K
- cik: 0001811109
- company_name: Applied UV, Inc.
- filed_at: 2023-04-14T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000199/0001607062-23-000199-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000199/auvi041423form8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001607062-23-000199
- JSON: https://secwatch.observer/filing/0001607062-23-000199.json
- Plain text: https://secwatch.observer/filing/0001607062-23-000199.txt

## Key facts
- Listing & Compliance Notices
  Applied UV, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2), 5810(c)(3)(A)
  source text: April 12, 2023, the common stock of the Company had not maintained a minimum closing bid price of $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”). Pursuant to Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial period of 180 calendar days, or until October 10, 2023 (the “Compliance Period”), to regain compliance with the Bid Price Rule. If the Company does not regain compliance with the Bid Price Rule by October 10, 2023, the Company may be eligible for an additional 180-day period
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000199/0001607062-23-000199-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.