secwatch.observer — SEC 8-K summary ====================================== Issuer: Applied UV, Inc. (—) CIK: 0001811109 Form: 8-K Filed at: 2023-04-14T23:59:59+00:00 Accession: 0001607062-23-000199 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Applied UV receives Nasdaq bid price deficiency notice; 180 days to regain compliance -------------------------------------------------------------------------------- - Received Nasdaq notice: common stock (AUVI) failed $1.00 minimum bid for 30 consecutive biz days through Apr 12, 2023. - Company has 180 calendar days, until Oct 10, 2023, to regain compliance with Nasdaq Bid Price Rule. - If still noncompliant by Oct 10, may qualify for additional 180-day cure period if other listing standards met. - Company evaluating options to regain compliance; no assurance of success. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000199/0001607062-23-000199-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000199/auvi041423form8k.htm HTML page: https://secwatch.observer/filing/0001607062-23-000199 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer