secwatch.observer — SEC 8-K summary
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Issuer:     Applied UV, Inc. (—)
CIK:        0001811109
Form:       8-K
Filed at:   2023-05-30T23:59:59+00:00
Accession:  0001607062-23-000302
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 3.03, 5.03, 5.07, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied UV to effect 1-for-5 reverse stock split to meet Nasdaq minimum bid price
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- Reverse stock split at 1:5 ratio effective May 31, 2023; trading on Nasdaq with symbol AUVI.
- Stockholders approved reverse split at May 24 annual meeting; CEO set ratio at 1:5.
- No change to authorized shares or par value; fractional shares cashed out.
- Equity awards, warrants, and convertible notes proportionally adjusted.
- New CUSIP 03828V402; intended to regain compliance with $1 minimum bid price.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1811109/000160706223000302/0001607062-23-000302-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1811109/000160706223000302/auvi052323form8k.htm
  HTML page:      https://secwatch.observer/filing/0001607062-23-000302

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer