{"schema_version":"secwatch.filing_event.v1","accession":"0001607062-23-000420","form_type":"8-K","ticker":null,"cik":"0001811109","company_name":"Applied UV, Inc.","filed_at":"2023-08-28T23:59:59+00:00","discovered_at":"2026-05-14T18:03:35.353507+00:00","generated_at":"2026-06-11T02:58:17.854522+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Applied UV receives Nasdaq deficiency notice for bid price below $1.00 per share","bullets":["Received Nasdaq letter on Aug 23, 2023; stock failed to maintain $1.00 minimum bid for 30 consecutive days.","Initial 180-day compliance period ends Feb 20, 2024; may be eligible for additional 180 days.","No immediate effect on listing; stock continues trading on Nasdaq under AUVI.","Company evaluating options including potential reverse stock split to regain compliance."],"urls":{"canonical":"https://secwatch.observer/filing/0001607062-23-000420","json":"https://secwatch.observer/filing/0001607062-23-000420.json","markdown":"https://secwatch.observer/filing/0001607062-23-000420.md","text":"https://secwatch.observer/filing/0001607062-23-000420.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/0001607062-23-000420-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/auvi082323form8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-11T02:58:17.854522+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"6446e00fa6f34b58ce14f9edbc2cfed8561d2578","claim":"Applied UV, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).","evidence_excerpt":"ule 5550(a)(2) (the “Bid Price Rule”). Pursuant to Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/0001607062-23-000420-index.htm","confidence":0.95,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"minimum bid price"},{"label":"Rules","value":"5550(a)(2), 5810(c)(3)(A)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}