---
schema_version: "secwatch.filing_event.v1"
accession: "0001607062-23-000420"
form_type: "8-K"
ticker: null
cik: "0001811109"
company_name: "Applied UV, Inc."
filed_at: "2023-08-28T23:59:59+00:00"
generated_at: "2026-06-11T02:58:17.854522+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Applied UV receives Nasdaq deficiency notice for bid price below $1.00 per share

## Summary
- Received Nasdaq letter on Aug 23, 2023; stock failed to maintain $1.00 minimum bid for 30 consecutive days.
- Initial 180-day compliance period ends Feb 20, 2024; may be eligible for additional 180 days.
- No immediate effect on listing; stock continues trading on Nasdaq under AUVI.
- Company evaluating options including potential reverse stock split to regain compliance.

## SEC filing metadata
- accession: 0001607062-23-000420
- form_type: 8-K
- cik: 0001811109
- company_name: Applied UV, Inc.
- filed_at: 2023-08-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/0001607062-23-000420-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/auvi082323form8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001607062-23-000420
- JSON: https://secwatch.observer/filing/0001607062-23-000420.json
- Plain text: https://secwatch.observer/filing/0001607062-23-000420.txt

## Key facts
- Listing & Compliance Notices
  Applied UV, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2), 5810(c)(3)(A)
  source text: ule 5550(a)(2) (the “Bid Price Rule”). Pursuant to Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/0001607062-23-000420-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.