secwatch.observer — SEC 8-K summary
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Issuer:     Applied UV, Inc. (—)
CIK:        0001811109
Form:       8-K
Filed at:   2023-08-28T23:59:59+00:00
Accession:  0001607062-23-000420
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied UV receives Nasdaq deficiency notice for bid price below $1.00 per share
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- Received Nasdaq letter on Aug 23, 2023; stock failed to maintain $1.00 minimum bid for 30 consecutive days.
- Initial 180-day compliance period ends Feb 20, 2024; may be eligible for additional 180 days.
- No immediate effect on listing; stock continues trading on Nasdaq under AUVI.
- Company evaluating options including potential reverse stock split to regain compliance.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/0001607062-23-000420-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1811109/000160706223000420/auvi082323form8k.htm
  HTML page:      https://secwatch.observer/filing/0001607062-23-000420

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