---
schema_version: "secwatch.filing_event.v1"
accession: "0001607062-23-000534"
form_type: "8-K"
ticker: null
cik: "0001811109"
company_name: "Applied UV, Inc."
filed_at: "2023-12-18T23:59:59+00:00"
generated_at: "2026-06-07T11:24:42.972321+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Applied UV effects 1-for-25 reverse stock split to meet Nasdaq bid price rule

## Summary
- Reverse split effective Dec 12, 2023; each 25 shares become 1, fractional shares rounded up.
- Authorized common shares reduced proportionally from 150M to 6M; par value unchanged.
- Common stock continues trading on Nasdaq under AUVI; new CUSIP: 037988300.
- Primary purpose: regain compliance with Nasdaq $1.00 minimum bid price requirement.
- Board approved Oct 30, 2023; no shareholder vote needed under Nevada law.

## SEC filing metadata
- accession: 0001607062-23-000534
- form_type: 8-K
- cik: 0001811109
- company_name: Applied UV, Inc.
- filed_at: 2023-12-18T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.03, 5.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000534/0001607062-23-000534-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000534/auvi121423form8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001607062-23-000534
- JSON: https://secwatch.observer/filing/0001607062-23-000534.json
- Plain text: https://secwatch.observer/filing/0001607062-23-000534.txt

## Key facts
- Governance Changes
  Applied UV, Inc.: Filed a Certificate of Change to effect a 1-for-25 reverse stock split and decrease authorized shares of common stock (effective 2023-12-12).
  - Change: charter amendment
  - Effective: 2023-12-12
  source text: Applied UV, Inc. (the “Company”) filed a Certificate of Change to the Company’s Articles of Incorporation with the Secretary of State of the State of Nevada (the “Certificate of Change”) to effect a 1-for-25 reverse stock split (the “reverse stock split”) of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), on December 12, 2023, and simultaneously decrease the total number of authorized shares of Common Stock at the same ratio as the reverse stock split.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000534/0001607062-23-000534-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.