secwatch.observer — SEC 8-K summary ====================================== Issuer: Applied UV, Inc. (—) CIK: 0001811109 Form: 8-K Filed at: 2023-12-18T23:59:59+00:00 Accession: 0001607062-23-000534 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 3.03, 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Applied UV effects 1-for-25 reverse stock split to meet Nasdaq bid price rule ----------------------------------------------------------------------------- - Reverse split effective Dec 12, 2023; each 25 shares become 1, fractional shares rounded up. - Authorized common shares reduced proportionally from 150M to 6M; par value unchanged. - Common stock continues trading on Nasdaq under AUVI; new CUSIP: 037988300. - Primary purpose: regain compliance with Nasdaq $1.00 minimum bid price requirement. - Board approved Oct 30, 2023; no shareholder vote needed under Nevada law. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000534/0001607062-23-000534-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1811109/000160706223000534/auvi121423form8k.htm HTML page: https://secwatch.observer/filing/0001607062-23-000534 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer