---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-22-030768"
form_type: "8-K"
ticker: null
cik: "0001606698"
company_name: "ALPINE 4 HOLDINGS, INC."
filed_at: "2022-11-25T23:59:59+00:00"
generated_at: "2026-06-21T13:04:02.457839+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Alpine 4 receives Nasdaq notice for late 10-Q; 60 days to file compliance plan

## Summary
- Nasdaq notice on Nov 22, 2022 for non-compliance with Listing Rule 5250(c)(1) due to untimely Form 10-Q (Q3 2022).
- Company has 60 calendar days to submit a plan to regain compliance; no immediate impact on ALPP trading.
- Alpine 4 plans to file the quarterly report as soon as practicable and will submit a compliance plan.
- If plan accepted, Nasdaq may grant up to 180 days' extension from the original filing deadline.

## SEC filing metadata
- accession: 0001628280-22-030768
- form_type: 8-K
- cik: 0001606698
- company_name: ALPINE 4 HOLDINGS, INC.
- filed_at: 2022-11-25T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1606698/000162828022030768/0001628280-22-030768-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1606698/000162828022030768/alpp-20221122.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-22-030768
- JSON: https://secwatch.observer/filing/0001628280-22-030768.json
- Plain text: https://secwatch.observer/filing/0001628280-22-030768.txt

## Key facts
- Listing & Compliance Notices
  ALPINE 4 HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: November 22, 2022, the Company received a notice (the “November Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having timely filed the Form 10-Q with the SEC, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires timely filing of all required periodic financial reports with the SEC. The November Notice indicated that under Nasdaq Listing Rules, the Company has 60 calendar days to submit a plan to regain compliance with the Listing Rule. If Nasdaq accepts the Company’s plan, Nasdaq can grant an excepti
  evidence_url: https://www.sec.gov/Archives/edgar/data/1606698/000162828022030768/0001628280-22-030768-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.